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IIA IIA-QIAL-Unit-3 Exam Overview:

Certification Vendor:The Institute of Internal Auditors (IIA)
Exam Name:QIAL - Unit 3: Ethical Leadership
Exam Number:IIA-QIAL-Unit-3
Certificate Validity Period:Annual Continuing Professional Development (CPD) required to maintain certification
Exam Price:USD 450 (Member) / USD 600 (Nonmember)
Exam Format:Case Study, Written Response, Scenario-Based Assessment
Exam Duration:165 minutes
Available Languages:English
Related Certifications:Qualification in Internal Audit Leadership (QIAL)
Real Exam Qty:Case Study Assessment (non-disclosed format)
Passing Score:Not publicly disclosed
Recommended Training:QIAL Program Information
QIAL Candidate Guide and Syllabus
Exam Registration:IIA Certification Candidate Management System (CCMS)
Exam Way:Case study assessment completed through the QIAL program. Candidates may alternatively submit a Portfolio of Professional Experience (PPE) if eligible under applicable program pathways.
Pre Condition:QIAL candidates must meet eligibility requirements established by The IIA. Aspiring Leaders generally require CIA certification and at least five years of internal audit or related experience.
Official Syllabus URL:https://www.bhbi.co.uk/uploads/courses/QIAL_Exam-Syllabus.pdf

IIA IIA-QIAL-Unit-3 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Long-term Organizational Sustainability15-20%- Support the development of organizational goals and strategies for long-term sustainability
  • 1. Sustainability reporting
    • 2. Providing assurance and advice on organizational sustainability
      • 3. Organizational sustainability and risk
        • 4. Industry standards and norms for organizational sustainability
          - Promote long-term organizational sustainability
          • 1. Sustainable supply chain management
            • 2. Key drivers for organizational sustainability
              • 3. Organizational sustainability and strategy
                Topic 2: Communication Skills5-10%- Use technical language correctly and appropriately for the audience
                - Produce a document in a style and format appropriate to the task
                - Adhere to conventions of written language
                Topic 3: Ethics and Ethical Behavior35-40%- Advise an organization on ethical issues and the risks associated with reputation and fraud
                • 1. Fraud risk, identification, and control
                  • 2. Providing assurance on ethical risks
                    • 3. The bases (foundations) of ethics
                      • 4. Dealing with multiple and conflicting ethical systems
                        • 5. The ethics of external relationships
                          • 6. Ethical issues and associated reputational risks
                            • 7. The role of business ethics and values
                              • 8. Ethical business practices
                                - Facilitate the development, implementation, and monitoring of organizational ethical policies
                                • 1. Ethical codes and policies
                                  • 2. Monitoring ethics
                                    • 3. Embedding ethics into the organization
                                      • 4. The relationship between ethics and culture
                                        - Maintain professional integrity and objectivity
                                        - Demonstrate ethical leadership
                                        • 1. Demonstrating ethical leadership through integrity, objectivity, and moral courage
                                          • 2. Ethical leadership, personal integrity, moral courage, and tone at the top
                                            Topic 4: Corporate Social Responsibility35-40%- Advise an organization on social and environmental responsibilities
                                            • 1. Providing assurance and advice on corporate social responsibility
                                              • 2. The implications of corporate social responsibility
                                                • 3. Acting in the public interest
                                                  - Enable an organization to comply with regulatory and legislative obligations
                                                  • 1. Compliance with legislation and regulation
                                                    • 2. Processes for gathering data on corporate social responsibility
                                                      • 3. Reporting corporate social responsibility issues

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