Purchase & study exam preparing with CFE-Fraud-Investigations-and-Legal-Issues pass-king quiz training materials

ACFE CFE-Fraud-Investigations-and-Legal-Issues Exam Overview:

ACFE CFE-Fraud-Investigations-and-Legal-Issues Exam Syllabus Topics:

ACFE Certified Fraud Examiner (CFE) - Fraud Investigations and Legal Issues Sample Questions:

1. Smith, a Certified Fraud Examiner (CFE). works for the ABC Company, a private entity that operates w\ a jurisdiction with civil laws for defamation, invasion of privacy. and conflict of interest Smith seizes and searches the personal smartphone of Green an employee of ABC even though Green was not suspected of any wrongdong Assuming that Green had a reasonable expectation of privacy in the smartphone and Smith conducted the search without a legitmate interest or authority, under which of the following claims would Green MOST LIKELY be able to recover damages against Smith?

A) Intrusion into Green ' s private matters
B) Conflict of interest
C) Public disclosure of private facts
D) Slander

2. Marilyn, a Certified Fraud Examiner (CFE). is reasonably sure that Shelly, her primary suspect, committed the fraud in question Before scheduling an admission-seeking interview with Shelly. Marilyn should be reasonably sure of all of the following EXCEPT:

A) That the interview ' s subject matter can be controlled
B) That no other person was involved in the fraud in question
C) That the interview ' s time and location can be controlled
D) That all reasonable investigative steps have been taken

3. Which of the following is NOT an element that is generally required to establish a claim alleging the common law civil wrong for intentional infliction of emotional distress?

A) The victim ' s distress occurred for at least two years.
B) The defendant engaged in extreme and outrageous conduct.
C) The victim suffered distress due to the defendant ' s conduct.
D) The defendant acted intentionally or recklessly.

4. Which of the following is the MOST ACCURATE statement about serf-regulatory organizations (SROs) in the securities industry?

A) An SRO is a governmental entity that exercises regulatory authority over the securities industry in its jurisdiction
B) In some jurisdictions SROs establish the standards and rules under which members of the securities industry operate
C) In most jurisdictions. SROs are prohibited from participating in the resolution of disputes related to securities transactions
D) An SRO generally has sole regulatory authority over the securities industry in the jurisdiction in which it operates

5. In jurisdictions that allow for corporate criminal liability, which of the following is typically required for the corporation to be vicariously liable for the acts of one of its employees?

A) The employee committed the offense with the intention of personal benefit.
B) Management was directly involved in the underlying offense.
C) The employee was acting outside the scope of their employment.
D) An employee of the corporation committed each element of a criminal offense.

Solutions: